Rules Mapping

When it comes to apportionment and responsibility could you pick a rule or identify an approved person and list all the rules relevant to their role? As a CEO can you confidently fulfil your responsibility for apportionment or does everything simply rest on your shoulders?

The CASS Controls Matrix is now at the heart of CASS management and audit requirements.  We can develop a CASS controls matrix that identifies relevant rules, policies and procedures then goes down to individual teams and controls in place to avoid breaches with appropriate and ongoing oversight.

It is possible to map the rules into a database and highlight relevant risks and reviews e.g. CASS policy and due diligence reviews.  Working with mettis we have developed the tools you need to stay compliant.

For further information, please contact us via our Contact Page.

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