When it comes to apportionment and responsibility could you pick a rule or identify an approved person and list all the rules relevant to their role? As a CEO can you confidently fulfil your responsibility for apportionment or does everything simply rest on your shoulders?
It is possible to map the rules into a database and highlight relevant risks and reviews e.g. CASS policy and due diligence reviews. Working with mettis we have developed the tools you need to stay compliant.
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