About

Anthony Smith Fellow of the Chartered Insurance Institute (FCII), Associate of the Personal Finance Society (APFS), Chartered Insurance Practitioner

Anthony has extensive experience working with many leading financial services firms from investment firms to life and pensions, mortgages and general insurance.  He is has worked with a number of firms setting up new investment companies and with leading platform providers to ensure compliant CASS processes including changing a bank into a pure investment firm with client money.  Anthony has led a number of Part IV applications for platform providers and developed platform strategies for RDR and direct to customer propositions, as well as acting as interim head of risk and compliance.  He has also worked with the offshore industry in Dublin and on many strategic compliance projects.

Anthony has also developed a number of Risk and Compliance Solutions with Mettis based in Cape Town, South Africa.

  • Compliance Projects
  • Wrap Platforms
  • Part IV applications
  • CASS Expert
  • CASS Controls Matrix
  • Training
  • Offshore Life Insurance and Investments
  • Financial Services Centre Dublin
  • Financial Services Conferences
  • European Financial Directives
  • Regulatory Change
  • Compliance Policies and Procedures
  • Compliance Manuals
  • Financial Promotions
  • Mortgages Compliance
  • General Insurance Compliance
  • Life and Pensions Compliance
  • Compliance Monitoring
  • Reporting cloud technology

To discuss your project please contact 07778 136089

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